The financial services industry is subject to increasing oversight and scrutiny, with the cost of making mistakes becoming higher both financially and reputationally. We believe that keeping on top of the relevant laws and regulations, in an ever-changing landscape, enables brokers to retain their competitive advantage.

 

We provide practical, workable solutions in plain language to help you understand and comply with your obligations to ASIC or your Credit Licensee.  We do this by providing the resources, training and support to ensure you meet these obligations either as an Australian Credit Licence holder, if you are transitioning to your own license or if you simply want to make sure that your advice is defendable should an adverse event happen.